* This lecture was also presented at the "International
Conference on RNA Tumor Viruses in Human Cancer," Denver, Colorado,
United States, 10-14 June, 1984.A portion of this lecture will also
be printed as part of a review in Science, May 10,1985
1Department of Molecular Biology, University Of California, Berkeley,
CA 94720, USA
2 The Salk Institute, P. 0. Box 85800, San Diego, CA92138-9216,
USA
3 Laboratory of Molecular Oncology, National Cancer Institute, Frederick
Cancer Research Facility, Frederick, MD 21701, USA
4 Genentech, Inc" 460 Point San Bruno Boulevard, South San Francisco,
CA 90007, USA
A. Introduction
The main objective of cancer molecular biology is to identify cancer
genes. Despite fierce efforts, this objective has still not been
met [1-3]. As yet the only known cancer genes are the transforming
onc genes of retroviruses. Typically these viruses Initiate and
maintain cancers with autonomous transforming genes that are dominant
in susceptible cells [5]. The discovery of single gene determinants
of cancer ill retroviruses has become a precedent that has infected
cancer gene research. It has made retroviral onc genes the favorite
models of cellular oncogenes, although the relevance of single-gene
models to virus-negative tumors is as yet unknown. Fortunately,
onc genes are either detrimental or at least useless to the viability
of the virus and thus are not maintained by retroviruses. They are
the products of rare, genetic accidents, generated by illegitimate
recombinations between retroviruses and cellular genes, termed proto-onc
genes. About 20 different proto-onc genes corresponding to 20 different
retroviral onc genes are known [5]. At this time the normal function
of proto-onc genes has not yet been determined. One of them is structurally
related to a growth factor, another is related to a growth factor
receptor [6], and two appear to be yeast cell cycle genes [6,7].
It is now widely believed that, upon transcriptional or mutational
"activation," proto-onc genes function like viral onc genes. Activation
is assumed to be the conversion of a nononcogenic proto-onc gene
into a carcinogenic variant. Indeed, mutationally altered or transcriptionally
activated proto-onc genes have been found in certain tumors. However,
the known mutationally or transcriptionally altered proto-onc genes
are structurally different from viral onc genes and have not been
shown to be the causes of tumors. Consistent with the single gene
models set by retroviral onc genes, it has been proposed, recently,
that molecularly defined or cloned DNA species from some tumors
are autonomous cancer genes, because these DNAs are capable of transforming
the morphology of certain preneoplastic cell lines [4]. Despite
the popularity of this view, there is no convincing evidence to
date that these DNA species can also transform normal cells in culture
or that they are the causes of tumors in animals (see below). Circumstantial
evidence suggests that most cancers are not caused by single genes
but are the products of multiple genes that have been formally divided
into initiation and maintenance genes [ 1-3]. Retroviruses without
onc genes (leukemia viruses) and DNA viruses are thought to function
either as initiation or as maintenance genes in multigene carcinogenesis
because these viruses enhance the cancer risk of infected animals.
Recently it has been proposed that activated proto-onc genes playa
role in multigene carcinogenesis, rather than being autonomous cancer
genes. Here the evidence for the views that activated proto-onc
genes are sufficient (one gene-one cancer hypothesis) or at least
necessary (multigene-one cancer hypothesis) is reviewed. It is concluded,
that there is as yet no adequate functional evidence for oncogenicity
and no consistent correlation between any proto-onc alteration and
a certain tumor. To date viral onc genes are the only proven examples
of"activated" proto-onc genes.
B. Retroviral onc Genes and Normal Proto-onc Genes
Retroviruses with onc genes are the fastestacting, obligatory carcinogens
known to date. Such viruses have only bccn isolatcd from animals
with ncoplasms, while all other retroviruses and all DNA viruses
with oncogenic potential arc regularly isolated from animals without
neoplasms. This is consistent with single-gene carcinogenesis by
retroviruses with onc genes and possible multigene carcinogenesis
with all other viruses. Indeed, retroviral onc genes are the only
genes known that initiate and maintain cancers per se. That they
are necessary for transformation has been proven genetically with
temperature-sensitive (ts) mutants of Rous (RSV) [8], Kirsten (KiSV)
[9], and Fujinami sarcoma viruses [10, 11]; with avian erythroblastosis
virus [ 12]; and with deletion mutants of these and other retroviruses
[ 13- 19]. The most convincing argument, that they are also sufficient
to initiate and maintain neoplastic transformation, is that all
susceptible cells infected by retroviruses with onc genes become
transformed as soon as they are infected. This high transformation
efficiency virtually excludes selection of preneoplastic cells initiated
by another gene. The structural characteristic of retroviral onc
genes is a specific sequence that is unrelated to the three essential
virion genes gag, pol, and env. This onc-specific sequence of retroviruses
is related to one or several proto-onc genes. Typically the oncspecific
sequence replaces csscntial virion genes and thus renders the virus
replication-defective, or it is added to the essential genes as
in the case of RSV and is readily deleted [5, 13, 14, 20]. Since
onc sequences are parasitic and have no survival value for the virus,
onc genes are readily lost by spontaneous deletion [5, 20]. Therefore,
viruses with onc genes are subject to extinction unless maintained
in laboratories. About 17 of the 20 known viral onc genes are hybrids
of coding regions from proto-onc genes linked to coding regions
from essential retroviral genes [20]. The remaining viral onc genes
consist of coding regions from proto-onc genes linked to retroviral
control elements. The identification of hybrid onc genes provided
the first unambiguous clues that viral onc genes and corresponding
cellular proto-onc genes are dif-ferent, since proto-onc genes are
neither related to nor Iinked in the cell to elements of essential
retrovirus genes [21, 22]. Sequence comparisons of cloned genes
have since confirmed and extended that all proto-onc genes and corresponding
viral onc genes are not isogenic [5, 20]. The known viral onc genes
are subsets of proto-onc genes linked to regulatory and coding elements
of virion genes. In our laboratories we are studying the structural
and functional relationships between viral onc genes and corresponding
proto-onc genes, with particular emphasis on the onc genes of the
following avian carcinoma, sarcoma, and leukemia viruses. The onc
gene of avian carcinoma virus MC29 was the first among viral onc
genes to be diagnosed as a hybrid gene [21, 23] (Fig. I). About
one-half of its information ( 1.5 kb) is derived from the gag gene
of retroviruses; the other half (1.6 kb), termed myc, is derived
from the proto-myc gene [22]. The gene is defined by all O-kilodalton
deltagag-myc protein, termed p 110 [21. 24]. The proto-myc gene
of the chicken has at least three exons. The boundaries of the
Fig.l. Comparison of the genetic structures and
gene products of the myc-related genes of MC29, MH2, OK 10, and
chicken proto-myc
first exon arc as yet undefined [25-27]. The myc region of MC29
derives four codons possibly from the 3' end of the first exon and
includes the second and third protomyc exons (Fig. I). Three other
avian carcinoma viruses, MH2, OK 10, and CMII, also have onc genes
with myc sequences [24]. The myc-related gene of MH2 is derived
from the second and third proto-myc exon and includes the splice
acceptor of the first proto-myc intron [25,28, 29] (Fig. I ). It
also appears to be a hybrid consisting of six gag codons up to the
splice donor of the gag gene [30]. It is expressed via a subgenomic
mRNA as a p57 myc-related protein product [31-33]. I n addition,
MH2 contains a second potential transforming gene, delta-gag-mht.
The mht sequence is very closely related to the onc gene of murine
sarcoma virus MSV 3611 [28, 29]. It is as yet unclear whether both
genes are necessary for transforming function. The myc sequence
of OKIO, like that of MH2, is derived from the second and third
proto-m yc exons and includes the splice acceptor of the first protomyc
intron (Fig. I) (1. Hayflick, P. Seeburg, R. Ohlsson, S. Pfeifer,
D. Watson, T. Papas and P. Duesberg, unpublished). It is expressed
via a subgenomic mRNA as a p57 protein [32-34]. At the same time,
the myc sequence of OKIO is also part of a large hybrid onc gene,
gag-deltapol-myc, similar to the hybrid myc gene of MC29 [24]. This
gene is defined by a 200-kilodalton protein termed p200 [24]. Again,
it remains to be determined whether both of these two onc gene products
are necessary for transforming function. The myc sequence of CMII
is part of a delta-gag-myc hybrid gene similar to that of MC29 [24].
Thus, all myc-related viral onc genes are subsets of proto-myc linked
to large or small retroviral coding regions and regulatory elements.
As yet, no virus with a myc-related onc gene has been isolated from
a mammalian species. However, a myc containing feline provirus with
unknown biological activity was recently detected by hybridization
of lymphoma DNA from a feline-leukemia-virus-infected cat [35].
The results of similar comparisons between the delta-gag-fps genes
of Fujinami, PRCII, and PRCllp sarcoma viruses and cellular proto-fps
are summarized in Fig. 2 [ 19, 36, 37]. In these cases, the sarcoma
viruses share with proto-fps a 2- to 3-kb fps domain, including
probably the 3' translation stop codon. However, the viral genes
each initiate with retroviral gag regions, whereas proto-fps initiates
with a proto-fps-specific exon(s) [36] (Fig. 2). Analysis of the
onc genes of the leukemia viruses avian myeloblastosis (AMV and
erythroblastosis virus (E26), and of protomyb, the common cellular
prototype of the myh sequence shared by these viruses, is al
Fig.2. Comparison of the genetic structures and gene products
of the fps-related genes of avian Fujinami, PRCIIp and PRCII sarcoma
viruses, and the chicken proto-fps gene (top) and of the myb-related
genes of avian leukemia viruses E26 and AMY and the chicken proto-myb
gene (bottom)
so schematically summarized in Fig. 2. Unlike the myc- and fps-containing
onc genes, the onc genes of each of these viruses share an internal
domain with the cellular prototype [38, 39]. In E26, the myb region
is flanked by a gag-related region at its 5' end and by a newly
discovered onc-specific domain, termed ets, at its 3' end to form
a tripartite onc gene [40,41]. In AMY, the myb region includes a
proto-myb splice acceptor that is presumably served in the virus
by the splice donor of delta-gag [30]. The myb region of AMY is
t1anked at its 3' end by an element derived from the env gene of
retroviruses. It is concluded that the onc-specific sequences of
each of these carcinoma, sarcoma, and leukemia viruses are subsets
of proto-onc genes linked to elements of essential retrovirus genes.
Other examples of hybrid onc genes have been described [5, 16, 20,
24]. Since in all the cases studied proto-onc genes are not related
and not linked to essential genes of retroviruses, all viral hybrid
onc genes are by definition structurally different from proto-onc
genes. The coding regions of a few viraloncgenes, possiblythesrc
geneofRSY and probably the onc genes of Harvey, Kirsten sarcoma
viruses (termed Ha- and Ki-ras), are derived entirely from protoonc
sequences (see below and Fig. 4 ). Nevertheless, even these onc
genes differ from proto- onc genes in extensive deletions and point
mutations. The src gene of RSY is a hybrid of genetic elements derived
from two proto-src genes [5, 42] and possibly five codons from a
retrovirus [139]. Two arguments indicate that these qualitative
differences between onc and protoonc genes are essential for transforming
function of the viral genes: There is the overwhelming evidence
that many protoonc genes are regularly expressed in normal cells
without altering the normal phenotype [5,43]. There is more indirect
evidence that proto-onc sequences cloned in retroviral or plasmid
vectors do not transform normal, diploid cells. For example, phage
or plasmid vectors carrying the viral src-related region, but not
a complete complement of the major proto-src gene [44-47] or protofos,
the precursor of the transforming gene of FBJ (Finkel-Biskis-Jinkins)
murine osteosarcoma virus [48], or proto-fp.s/fes, the precursors
of avian Fujinami and feline sarcoma viruses [49] (W.-H. Lee and
P. H. Duesberg, unpublished), or proto-myc, the precursor of avian
MC29 virus (T. Robins, P. Duesberg, and O. Vande Woude, unpublished),
do not transform cells in culture. The .src-related region of the
major proto.src gene also fails to transform in a RSV vector [50].
Further, proto-src and protoHa-ras (the precursor of Ha-MuSV) fail
to transform in a reticuloendotheliosis virus vector while the corresponding
viral onc genes have transforming function [51 ]. Apparent exceptions
are proto-mos and proto-ras which, after ligation to retroviral
promoters, transform the preneoplastic NIH 3T3 cell line [52, 53].
The proto-mos and ras regions used in these constructions are essentially
the same as those found in Moloney and Harvey sarcoma viruses but
are not complete proto-onc genes (see below and Fig. 2). Conceivably,
the proto-onc regions that were not included into these constructions
and are not in the viruses might in the cell suppress transforming
potential of the complete proto-onc genes. Moreover, it will be
detailed below that transforming function in 3T3 cells is not a
reliable measure of transforming function in diploid embryo cells
or in the animal. Neither the proto-ra.s nor the proto-mos construction
were found to transform diploid embryo cells [54, 55] (0. Vande
Woude, personal communication). Thus, normal proto-onc genes and
viral onc genes are related, but are structurally and functionally
different. The question is now whether there are conditions under
which proto-onc genes can cause cancer.
C. The Search for Activation of Proto-onc Genes to Cancer Genes
The only clear, although indirect, proof for activation of proto-onc
genes to cancer genes is based on the rare cases in which proto-onc
genes functioned as accidental parents of retroviral onc genes.
It has been deduced from structural analyses of retroviral genes
and proto-onc genes that viral onc genes were generated by transduction
of specific domains from proto-onc genes [5, 20]. Because no significant
sequence homology exists between retroviruses and proto-onc genes,
such transductions must procede via two rare, nonhomologous recombinations
[5,25]5. It is probably for this reason that viral transductions
or ""activations" are extremely rare, even though all cells contain
proto- onc genes and many animal species contain retroviruses without
onc genes. Only 50-100 sporadic cancers from which retroviruses
with onc genes were isolated have been reported and no experimentally
reproducible system of transduction has ever been described [56-58].
Thus, retroviruses with onc genes are the causes of rare, natural
tumors rather than laboratory artifacts. Their role as accidental
progenitors of viral onc genes has made proto-onc genes the focus
of the search for cellular cancer genes. Their possible function
in cancer was initially tested in many laboratories in view of a
""one gene-one cancer" and more recently in view of a ""multigene-one
cancer" hypothesis. The one gene-one cancer hypothesis is similar
to postulates that activation of inactive cellular oncogenes is
sufficient to cause cancer the oncogene hypothesis of Huebner and
Todaro [59]. Some investigators have postulated that activation
is the result of increased dosage of a given proto-onc gene product.
This view, termed the quantitative model, received support from
early experiments which suggested that the src gene of RSV or the
myc gene of MC29 and the corresponding proto-onc genes were equivalents
[60-64]. In the meantime, significant structural and functional
differences between these genes have been found [5,43,44-47, 50]
(see above).
5 In addition, it appears that only a few cellular genes are
proto-onc genes or can
function as progenitors of viral onc genes since the same
proto-onc sequences have been found in different isolates [29]
Others have suggested that proto-onc genes are activated by mutations
or rearrangements in the primary DNA sequence [65, 66]. This view
is termed the qualitative model [5]. The m ultigene-one cancer hypothesis
postulates that an activated proto-onc gene is necessary, but unlike
the corresponding viral gene, not sufficient to cause cancer. A
quantitatively or qualitatively activated proto-onc gene is postulated
to function either as initiation or as maintenance gene together
with another proto-onc gene, in a multistep process [54, 55, 67-
73]. This hypothesis fits the view of how virus-negative tumors
are thought to arise in general and provides identifiable candidates
to test the hypothesis. However, since retroviral onc genes have
yet to be dissociated into initiation and maintenance functions,
this hypothesis is without viral precedent. Two kinds of assays
have been performed to test these hypotheses. One assay correlates
transcriptional activation and mutation of proto-onc genes with
cancer; the other directly measures transforming function of proto-onc
genes upon transfection into certain recipient cells, typically
the pre neoplastic mouse NIH 3T3 cell line [4, 54,55]. Such experiments
have most frequently linked cancers with alterations of proto-myc
and proto-ras.
I. Is Proto-myc Activation the Cause of B-Cell Lymphomas?
Based on the observation that transcription of the cellular proto-myc
is enhanced in retroviral lymphomas of chicken, it has been postulated
that transcriptional activation of proto-myc is the cause of B-celllymphoma
[64, 74]. Chicken B-cell lymphoma is a clonal cancer that appears
in a small fraction of animals infected by one of the avian leukosis
viruses (which have no onc genes) after latent periods of over 6
months [58]. The hypothesis, termed downstream promotion, postulates
that the gene is activated by the promoter ofa retrovirus integrated
upstream (Fig.3) and that activated proto-myc functions like the
transforming gene of MC29 [64]. Subsequently, samples were found
in which the retrovirus is in tegrated 3' of proto-myc or 5' in
the opposite transcriptional direction. In these cases, the virus
is thought to function like an enhancer of proto-myc [74] (Fig.
3). However, proto-myc differs structurally from the 3-kb delta-gag-myc
gene of MC29 as diagrammed in Figs. land 3 [25, 26]. Further, it
has been argued previously [5] that the hypothesis fails to explain
the origin of about 20% of viral lymphomas in which proto-myc is
not activated [64]; the discrepancies between the phenotype of the
disease and the cancers caused by MC29; the clonality of the tumors,
defined by a single integration site of the retrovirus with regard
to proto-myc; and the long latent period of the disease. Given about
106 kb of chicken DNA and activation of proto-myc by retrovirus
integration within about 5 kb of proto-myc [27,74], one in 2x 105
infections should generate the first tumor cell. Since the chicken
probably has over 107 uncommitted B cells and many more virus particles,
the critical carcinogenic integration event should occur after a
short latent period. The tumor should also not be clonal, since
integration by retroviruses is not site specific and there could
be numerous infections during the latent period of about 6 months.
Further, the model has not been confirmed in murine [75, 76], feline
[35], and bovine [77] leukemia. Instead, the high percentage of
virus-negative fe]ine [35] and bovine [78] lymphomas indicates that
a retrovirus is not even necessary for the disease. Recently, it
was suggested that a mutation, rather than a virus, may have activated
avian proto-myc because mutations have been observed in viral lymphoma
[79]. However, the proto-myc mutations have not been shown to be
the cause of the viral lymphoma. Activation of proto-myc has also
been postulated to cause the retrovirus-negative, human Burkitt's
lymphomas, and mouse plasmacytomas. ]n these cases, chromosome translocation
has been proposed as a mechanism of activating proto-myc function
[70,71,80,8]]. The human proto-myc is related to that of the chicken
from which carcinoma viruses have been derived (Fig.3). The two
genes have unique first exons, similar second exons with unique
Fig.3. Myc-related genes in avian carcinoma viruses and
in normal and lymphoma cells. The common and specific myc domains
of avian carcinoma viruses MC29 [25, 26], MH2 [28,29], and OK IO
[24, and unpublished], of normal chicken proto-myc [25,71], and
of the proto-myc genes of avian leukosis [57, 67] and human Burkitt's
lymphoma [70, 71, 80] are graphically compared, Proto-myc has three
exons (XI, X2, X3) the first of which is thought to be noncoding
[25, 81 ]. The proto-myc genes of chicken and man are related but
not identical: Their first exons are essentially unrelated; there
are major unique sequence elements in each of their second exons
and minor differences between the third exons [25]. Gag, pol, and
env are the three essential virion genes of retroviruses and delta-
marks incomplete complements of these genes
regions, and colinear third exons [25], In man, proto-myc is located
on chromosome 8 and an element of this chromosome is reciprocally
translocated in many Burkitt's lymphoma lines to immunoglobulin
(Ig) loci of chromosome 14 and less frequently of chromosome 2 or
22, Since the crossover points of chromosome 8 are near proto-myc,
translocation was initially suspected to activate proto-myc transcriptionally
by rearranging proto-myc (Fig, I) or by altering its immediate environment
and thus bringing it under the influence of new promoters or enhancers
[80], However, in many lymphomas rearranged proto-myc is not linked
to a new promoter; instead the first presumably noncoding exon is
replaced by the Ig locus, linked to it 5'-5' in the opposite transcriptional
orientation [80] (Fig, 3), Further this model cannot explain how
proto-myc would be activated when the complete proto-myc gene, including
its known promoters and flanking regions, is translocated [70, 72,
82], or recent observations that in a significant minority of Burkitt's
lymphomas proto-myc remains in its original chromosomal location
while a region 3' of proto-myc is translocated [83-87], Despite
these inconsistencies, proto-myc is thought to function as a cellular
oncogene in these tumors. Moreover, there is no consensus at this
time whether proto-myc expression is enhanced in Burkitt's lymphoma
cells, as compared with normal control cells, Some investigators
report elevated expression compared with normal B-Iymphoblasts or
lines [88], while others report essentially normal levels of proto-myc
mRNA [70, 82, 86, 87, 89-92]. Further, en hanced protomyc transcription
is not specific for B-cell lymphomas, since high levels of proto-myc
expression are seen in non-Burkitt's lymphomas [91], in other tumors
[73], and in chemically transformed fibroblast cell lines in which
proto-myc is not translocated or rearranged [43]. The view that
enhanced expression of proto-myc may be sufficient to cause Burkitt's
lymphoma is also challenged by the observations that proto-myc transcription
either reaches cell cycle-dependent peak levels in certain cell
lines [43, 93] or maintains constitutively high levels in embryo
cells similar to those in tumor cells [F. Cuzin (Nice), M. Bywater
(UpPsala), and A. Braithwaite (Canberra), personal communications].
The possibility that mutations of protomyc may correlate with Burkitt's
lymphoma has also been investigated. In some Burkitt's cell lines
mutations have been observed in translocated, but unrearranged,
proto-myc [93, 94] (Fig. 3). Initially it was proposed that these
mutations may activate proto-myc by altering the gene product [94],
but in at least one Burkitt's lymphoma line the coding seq uence
corresponding to proto-myc exons 2 and 3 was identical to that of
the normal gene [82] (Fig. 3). Recently it has been proposed that
mutations in the first noncoding exon may activate the gene [92,
95]. However, there is no functional evidence for this view and
an activating mutation that is characteristic of Burkitt's lymphomas
has not been identified. It is also an open question at this time
whether the first human proto-myc exon is indeed noncoding [82]
or has possibly a large, open reading frame capable of encoding
a major protein [25, 95 a]. A sequence comparison between translocated
proto-myc of a mouse plasmacytoma with the germline proto-myc found
the two genes to be identical except for one nucleotide difference
in the first exon. It was concluded that proto-myc mutations are
not required for oncogenesis [96]. Therefore, no translocation,
rearrangement, elevated expression, or characteristic mutation of
proto-myc is common to all Burkitt's lymphomas investigated. This
casts doubt on the concept that any of the known proto-myc alterations
are a sufficient cause ( or even necessary) for Burkitt's lymphoma.
The question of whether proto-myc has transforming function has
been tested directly using the 3T3 cell transformation assay with
DNA from chicken or human B-celllymphomas. However, no myc-related
DNA was detected even though its presumed functional equivalent,
the delta-gag-myc gene of MC29, is capable of transforming 3T3 cells
[97, 98] and other rodent cell lines [99]. Instead, another DNA
sequence, termed Blym, was identified by the assay [67, 100]. Based
on these results, the role of proto-myc in lymphomas has been interpreted
in terms of a two-gene hypothesis. It has been suggested that activated
proto-myc is necessary but not sufficient to cause the lymphoma
[68, 70]. It is postufated to have a transient early function that
generates a lymphoma maintenance gene, Blym. This gene appears to
be the DNA that transforms 3T3 cells and is thought to maintain
the B-cell tumor. There is no proof for this postulated role of
proto-myc as a lymphoma initiation gene, because the 3T3 cell-transformation
assay does not measure proto-myc initiation function, and because
there is no evidence that the two genes jointly ( or alone) transform
B cells. Furthermore, the hypothesis does not address the question
why proto-myc should have any transforming function at all, if it
is not like MC29. (MC29 does not require a second gene to transform
a susceptible cell.) It is also not known whether Blym is altered
in primary Burkitt's lymphomas, since all of the transfection experiments
were done with DNA from cell lines. It is conceivable that chromosome
translocation involving the proto-myc chromosome 8 may be a specific
but not a necessary consequence, rather than the cause of the lymphoma
[101]. Human B-cell lymphomas with translocations that do not involve
chromosome 8 have indeed been described [ 102, 103]. In the case
of clonal myeloid leukemias with consistent translocations, like
the Philadelphia chromosome, it has been convincingly argued that
translocation is preceded by clonal proliferation of certain stem
cells with the same isoenzyme markers as leukemic cells but without
chromosomal or clinical abnormalities [104]. Perhaps primary Burkitt's
lymphomas should be analysed now and more emphasis should be given
to the question of whether proto-myc alteration contributes to Burkitt's
lymphoma, rather than to speculation about possible mechanisms.
II. Proto-ras Mutations, the Cause of Human and Rodent Carcinomas?
Use of the 3T3 cell assay to measure transforming function of DNA
from a human bladder carcinoma cell line has identified DNA homologous
to the ras gene of Harvey sarcoma virus [66, 105] (Fig.4). Based
on the viral model, the proto-Ha-ras gene is thought to be a potential
cancer gene because it encodes a 21-kilodalton protein, p21, which
is colinear with an onc gene product p21 of Ha-MuSV [106] (Fig.
4). The proto-Ha-ra.s gene from the bladder carcinoma cell line
differs from normal protoHa-ras in a point mutation which alters
the 12th p21 codon in exon I from normal gly to val [66, 107]. This
mutation does not cause overproduction of the ras gene product (p21)
in the 3T3 cell line [66] and does not change known biochemical
properties of p21 [108]. The single-base change is thought to activate
the gene to afunctional equivalent ofHa-MuSV and to be the cause
of the carcinoma because it is the apparent cause for 3T3 cell-transforming
function [66, 109]. However, this mutation has not been found in
over 60 primary human carcinomas, including 10 bladder, 9 colon,
and 10 lung carcinomas [ 110], in 8 other lung carcinomas [III],
and in 14 additional bladder and 9 kidney carcinomas (R. Muschel
and G. Khoury, personal communication). Further, the mutated human
proto-Ha-ras, which transforms 3T3 cells, does not transform primary
rat embryo cells [54, 69] and, more significantly, does not transform
human embryo cell [ 112]. Transformation of primary cells would
be expected from a gene that causes tumors in animals. Thus the
mutated proto-ras gene does not correspond to the viral model which
transforms primary mouse, rat [113,114],
Fig.4. Comparison of the genetic structures and p21 gene
products of the human proto-Ha-ras gene [106,107] and the 5.5-kb
RNA genome of Harvey sarcorma virus (Ha-MuSV) [ 132]. HaMuSV is
a genetic hybrid of the rat proto-ras gene, a 30S defective retrovirus
RNA from rat cells and of Moloney leukemia virus [107,135]
and human cells [115-119]. In addition, the val in the 12th codon
of 3T3 cell transforming proto-ras is different for the arg of the
viral counterpart [107]. Other mutations have since been found to
confer 3T3 cell-transforming function to proto-Ha-ras DNA. Porto-Ha-ras
with a mutation in codon 61 was isolated from a human tumor cell
line [120]. 3T3 cell-transforming proto-Ha-ras DNAs were also isolated
from 2 out of 23 primary urinary tract tumors analyzed. One of these
contained a mutation in cod on 61; the other was not identified
[121]. The mutations were not found in the normal tissue of the
respective patients. Nevertheless, this does not prove that 3T3
cell-transforming function of proto-ras was necessary for tumor
formation since each was associated with only lout of 23 histologically
indistinguishable tumors. A 3T3 cell-transforming mouse protoHa-ras
DNA was also found in some (not all) chemically induced benign papillomas
and malignant carcinomas of mice [122]. Since only a small (5%-7%)
portion of the benign tumors progressed to carcinomas, it would
appear that 3T3 cell-transforming proto-ras was not sufficient to
cause the carcinomas, and since not all carcinomas contained the
mutation, it would appear that it was not necessary either. A high
proportion, i.e., 14 out of 17 methylnitrosourea-induced mammary
carcinomas of rats, were found to contain 3T3 celltransforming proto-Ha-ras
DNA (M. Barbacid, personal communication). This suggests that the
mutation is not necessary for the tumor, although it may be important
for tumor progression. The original study reported nine out of nine
positives [123]. Moreover, the hormone dependence and high tissue
specificity of the carcinogen in this study suggest that other genes
must be involved, because mutated proto-ras has been found in association
with other tumors and transforms 3T3 cells without hormones. It
is plausible that other genes, which may be involved in tumorigenesis
but which do not register in the 3T3 assay, were also altered by
the carcinogen. In an effort to explain why mutated proto-Ha-ras
transforms preneoplastic 3T3 cells, but not rat or human embryo
cells, it has recently been proposed that mutated proto-Ha-ras is
only one of at least two activated genes that are necessary to induce
cancer [54, 55, 69]. This two-gene hypothesis has been tested by
transfecting primary rat cells with a mixture of the mutated human
proto-Ha-ras and either MC29 provirus or activated proto-myc from
mouse plasmacytoma [54], or the EIA gene of adenovirus [69] as helper
genes. None of these genes were able to transform rat embryo cells
by themselves, but some cells were transformed by the artificial
mixed doubles. The study that used the adenovirus virus helper gene
showed that proto-rac\' expression varied from high to normal levels
in transformed cells and that normal proto-ras was inactive in the
assay [69]. The study that used myc-related helper genes did not
show that the transformants contained and expressed the added DNAs.
It also did not test whether unaltered forms of proto-myc or proto-ras
were sufficient for a mixture of these genes to register in this
assay. This appears to be a particularly relevant question since
a proto-myc clone from a mouse plasmacytoma with an SV40 enhancer
at its 3' end but without its natural promoter [71] was reported
to be active [54] a]though such a construction is not expected to
activate proto-myc. The myc-related genes were proposed to convert
rat embryo cells to cells that are capable of dividing indefinitely,
like 3T3 cells, a function termed immortalization [54, 55]. The
supposed immortalization function of MC29 or of activated proto-myc
was not demonstrated independently. The proposal did not explain
why an immortalization gene was necessary. Obviously immortalization
is necessary to maintain cells in culture. However, immortalization
is not necessary for focus formation and probably not for tumor
formation since embryo cells are capable of sufficient rounds of
mitoses (up to 50) in cell culture and in the animal [ 124]. In
the avian system, MC29 transforms primary cells and causes tumors
in chicken independently without the benefit of secondary oncogenes,
and most MC29 tumor cells are not immortal if tested in cell culture.
The failure of maintaining cells from many human tumors in cell
culture, under conditions where cells from similar tumors survive,
also suggests that immortality may not be an essential criterion
of a tumor cell [ 125, 125 a]. There is also no precedent for a
function of proto-ras in a multistep transformation mechanism, because
the transforming genes of Harvey of Kirsten sarcoma viruses transform
rat and mouse embryo cells [113, 114] or human embryo cells [ 115-119]
with single-hit kinetics and without helper genes. Moreover, there
is no precedent for the artifical mixtures of the two activated
proto-onc genes in any natural tumors. Other 3T3 cell-transforming
proto-ras genes, namely proto-Ki-ras, which is more closely related
to the ras gene of Kirsten sarcoma virus than to Harvey virus, and
N-ras, which is related to both viruses, have also been found in
tumors or cell lines [ 126]. Proto- Ki-ras encodes a p21 protein
that is related to the p21 protein encoded by proto-Ha-ras [107,
126,127]. One group has found 3T3 cell-transforming proto-Ki-ras
DNA in three primary human tumors and five tumor cell lines out
of 96 samples tested [111,128]. The same group also found 3T3 cell-transforming
proto-Ki-ras DNA in one out of eight lung carcinomas tested [III].
The DNA from this tumor, but not that from normal tissue of the
same patient, had a mutation in the 12th codon. Obviously the low
percentage of 3T3 cellpositives among these tumors raises the question
of whether the mutations were necessary for tumorigenesis. In a
study of human melanomas, only one of five different metastases
from the same human melanoma patient was found to contain 3T3 cell-transforming
proto-Kiras DNA [ 129]. A 3T3 cell-transforming Ki-ras DNA was also
detected in a metastatic variant but not in a primary methylcholanthrene-induced
T-cell lymphoma of mice [130]. An example of a spontaneous protoras
mutation appearing in tumor cells cultured in vitro has just been
described [ 131 ]. This suggests that these proto-ras mutations
were consequences rather than the causes of these tumors. The view
that ras mutation is a consequence of tumorigenesis is also consistent
with the results that only one ras allele is mutated in some primary
tumors [III, 121,127] whereas both alleles are mutated in typical
tumor-cell lines [ 110, 111 ]. Since 3T3 cell-transforming or mutated
proto-ras genes are only rarely associated with human and murine
tumors and since mutated proto-Ha-ras does not transform human or
rat embryo cells [54, 69, 112] (proto-Ki-ras was not tested), there
is as yet no proof that mutated proto-ras is sufficient or even
necessary for any of the above tumors. The failure of the mutated
proto-Ha- or Ki-ras to behave like the viral model suggests that
structural differences between the cellular and viral genes are
responsible (Fig. 4). The 5' end of proto-Ha-ras is not as yet defined
[107]. Proto-Ha-ras differs from the 5.5-kb RNA genome of Harvey
sarcoma virus [132] in a cell-specific 1-kb DNA region 5' of exon
1 that is preceded by a virus-related region [ 107] and in the sizes
(1.2 and 5 kb) of the proto-ras transcripts compared with the genomic
viral 5.5-kb mRNA [58, 133, 134]. The cell-specific proto-Ha-ras
region is thought to be an intron but it may have another function.
The base changes that confer 3T3 celltransforming function to proto-Ha-ras
are different from those that set apart viral ras genes from proto-ras
[66, 107, 126] (Fig. 4). Proto-Ha-ras with 3T3 cell-transforming
function further differs from the viral ra.\" and from normal proto-Ha-ras
in point mutations in exons l or 2 [66, 107] (Fig. 4). Moreover,
only about 10% of the genomes of Harvey and Kirsten sarcoma viruses
are ras related. Each viral RNA contains about 3 kb of genetic information,
derived from a rat 30S defective retrovirus RNA [135] which may
contribute to the oncogenicity of these viruses (Fig,4). Further,
it has been argued that mutated proto-ras is a recessive transforming
gene, because both ras alleles are mutated in typical tumor-cell
lines, although only one allele is mutated in some primary tumors
[ 111, 127]. By contrast, the viral onc gene is dominant. A definitive
answer to the question whether ras mutations are dominant or recessive
3T3 cell-transforming genes could be obtained by simultaneous transformation
with mutated and normal ras genes. Finally, Ha and Ki- MuSV are
not obvious models for proto-ras genes with hypothetical carcinoma
function, since these viruses cause predominantly sarcomas.
D. Conclusions
I. Does the 3T3 Assay Detect Cancer Genes?
The preponderance of 3T3 cell-transformation negatives among the
above-described tumors suggests that either no genes have caused
the negative tumors or that the assay failed to detect them. That
only ras-related proto-onc genes have been detected in human tumors
signals another limitation of the 3T3 assay. Since the proto-ras
mutations found by the 3T3 assay do not transform primary cells,
it is possible that they are not relevant for tumor formation. Available
data suggest that these are coincidential or consequential rather
than cancer causative mutations occurring in tumor cells, because
the mutations are not consistently correlated with specific tumors
and because in some cases they precede tumor formation and in other
they evolve during tumor progression. Despite its effectiveness
to transform 3T3 cells, it would follow that mutated proto-ras is
not a dominant singular cancer gene, similar to a viral onc gene,
and that the test is insufficient to determine whether proto-onc
genes cause tumors in animals. The efficiency of the assay to identify
cancer genes unrelated to proto-onc genes [4] remains to be determined.
II. Are Altered Proto-onc Genes Sufficient Causes of Cancer?
Clearly, proto-onc genes are sometimes mutationally or transcriptionally
altered in tumor cells. However, no altered proto-onc gene has been
found that looks like a viral onc gene. More importantly, no altered
proto-onc gene from tumors investigated functions like a viral onc
gene. Altered proto-myc has no transforming function in known assay
systems, and altered proto-ras transform 3T3 cells but does not
transform rodent or human embryo cells. Thus, altered proto-onc
genes are structurally and functionally different from viral onc
genes. Moreover, alterd proto-onc genes are not consistently associated
with specific tumors. Since there is no functional evidence that
altered proto-onc genes transform embryo cells or cause tumors and
no consistent correlation between altered proto-onc genes and a
specific tumor, the one-gene hypothesis (that altered proto-onc
genes are sufficient to cause tumors) is without support. As yet,
viral onc genes are the only "activated" proto-onc genes that are
sufficient to cause tumors.
III. Are Altered Proto-onc Genes Necessary to Cause Cancer?
The observations that altered proto-onc genes do not behave like
viral onc genes and that in some tumors multiple proto-onc genes
are altered [73] have been interpreted in terms of a multigene hypothesis.
Altered proto-myc has been proposed to cooperate with the Blym gene
to cause chicken and human B-cell lymphoma [68]. Altered proto-ras
has been proposed to cause carcinomas with other genes, and reported
to cooperate in an artificial system with altered proto-myc to transform
rat embryo cells in culture [54, 55]. However, there are several
reservations about a role of altered proto-myc or proto-ras in multigene
carcinogenesis: (a) There is no functional evidence that a combination
of altered myc and Blym from lymphomas or that altered ras, together
with another gene from carcinomas, transforms appropriate normal
test cells. An artificial combination of altered ras in combination
with an myc-related or an adenovirus gene was reported to transform
primary rat cells. However, it was not reported whether both genes
are present and functional in all transformants, and there is no
evidence that these artificial ras-helper genes are models for the
hypothetical helper genes in tumors with altered ras. (b) The observations
that protomyc alterations are not consistently associated with B-cell
lymphomas and that proto-ras mutations are only rarely associated
with specific carcinomas argue that at least one of two hypothetically
synergistic cancer genes is not necessary for these tumors. As yet,
no multigene complements that include one or two proto-onc genes
have been shown to be consistently associated with specific tumors.
( c) The proposals that altered proto-onc genes play role in a multigene
carcinogenesis are a significant departure from the original view
that they were equivalents of viral onc genes. The proposals speculate
that altered proto-onc genes are necessary but not sufficient for
tumor formation and behave like functional subsets of viral onc
genes. They do not address the question why these genes are assumed
to have unique oncogenic functions that are different from those
of the viral models. The ad hoc assumption is without precedent
since it is not known whether viral onc genes can be dissociated
into complementary or helpergene-dependent genetic subsets. Since
there is no functional proof for multiple, synergistic transforming
genes and no consistent correlation between at least one altered
proto-onc gene and a specific tumor, the view that proto-onc genes
are necessary for multigene carcinogenesis is still un proven.
IV. Prospects
It may be argued that the proto-onc gene alterations that are associated
with some cancers playa nonspecific but causative role in carcinogenesis
that could be substituted for by another gene. To support this view,
it would be necessary to know which other genes could substitute
for the role that altered proto-onc genes are thought to play in
the origin of cancer. Further, one would have to know whether proto-onc
gene alterations are more typical of cancer cells than alterations
of other genes and which other genes characteristically undergo
alterations in tumor cells. It is likely that unknown events, additional
to the known alterations of resident proto-onc genes, are required
for the development of cancer [5, 136]. The fact that proto-onc
genes share common domains with viral onc genes remains a persuasive
argument that proto-onc genes may, under certain conditions, be
changed into cancer genes. The evidence that most normal proto-onc
genes are expressed in normal cells suggests that cell- specific
domains of proto-onc genes may suppress potential oncogenic function.
Thus, mutation or removal of suppressors could activate a proto-onc
gene, as has been predicted for Burkitt's lymphoma. Clearly, the
identification of such suppressors would depend on a complete genetic
definition of proto-onc genes. To date, we do not know both termini
of any proto- onc gene (except for human proto-myc [79], which is
not a protoype of a know oncogenic virus). In addition, virus-specific
onc gene elements may also be essential to activate a protoonc gene.
In this case, a retrovirus without an onc gene (chronic leukemia
virus) could activate a proto-onc gene by a single illegitimate
recombination which would form a hybrid onc gene. Such an event
would be more probable than the generation of a retrovirus with
an onc gene, for which at least two illegitimate recombinations
are necessary. DNA technology has made it possible to convert nontransforming
DNA from viral or cellular sources to DNA species that transform
cell lines or embryo cells. Examples are the proto-mos and proto-ras
retroviral L TR recombinants that transform 3T3 cells [49, 50];
the proto-ras, myc, and adenovirus DNA combinations that transform
rat embryo cells [51, 66]; or an L TR-mutant proto-ras-SV40 construction
that transforms rat embryo cells [137]. Another example is a synthetic
gene that consists of a mouse proto-myc gene in which all or part
of the first exon is replaced by the L TR of mouse mammary tumor
virus. Upon introduction into the germ line, this gene was expressed
in II transgenic mice. Only two of these developed mammary tumors
after two pregnancies, and not in all mammary glands. It was suggested
that the gene may be necessary but not sufficient for the development
of these tumors [ 138]. Both the level of expression and the integrity
of proto-onc genes were altered in these constructions, since only
subsets of proto-onc genes wcrc included. In order to assess the
relevance of such iatrogenic transformations to cancer, it would
be helpful to determine whether the number of DNA species that can
be converted to transforming variants is large or small, and it
would be necessary to determine whether any such DNAs ever occur
in natural tumors. The most important challenge now is to develop
functional assays for cellular cancer genes.
Acknowledgements.
I specifically thank my colleagues M. Botchan, G. S. Martin, H.
Rubin, M. Carey, W. Phares, S. Pfaff, and C. Romerdahl for encouragement
and many critical comments and L. Brownstein for typing numerous
drafts of this manuscript. The work from my laboratory is supported
by NIH grant CA 11426 from the National Cancer Institute and by
grant CTR 1547 from The Council for Tobacco Research USA, Inc.
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